John Pelly, financial advisor Houston TX

John Pelly

CRD Number: 6746857
Current Firm: Overlook Rock Asset Management LLC

John Pelly (CRD# 6746857) is an Investment Advisor Representative working at Overlook Rock Asset Management LLC in Houston, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Overlook Rock Asset Management New York City, NY Sep 2017 - Current 4
Brookhollow Asset Management LLC New York City, NY Oct 2016 - Sep 2017 < 1
Self Employed New York City, NY Jul 2014 - Oct 2016 2
Natlogic Media LLC New York City, NY Feb 2014 - Jul 2014 < 1
Self Employed New York City, NY Aug 2013 - Feb 2014 < 1
Equitally New York City, NY Jun 2013 - Aug 2013 < 1
Highbridge Capital Management, LLC New York City, NY Jun 2010 - Jun 2013 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2017
Contact Info for John W. Pelly
Phone Number: 646-203-6239
Registered State(s):
  • TX
Current Firm Details
Overlook Rock Asset Management LLC
Firm's CRD Number: 290167
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
Types of Clients
Registered States


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