Kevin McCoy, financial advisor Houston TX
96 score

Kevin McCoy

CRD Number: 4557189
Current Firm: Lpl Financial LLC

Kevin McCoy (CRD# 4557189) is an Investment Advisor Representative working at Lpl Financial LLC in Houston, TX and has over 14 years of experience in the finance industry. Kevin McCoy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Houston, TX Feb 2016 - Current < 1
Bbva Securities Inc. Austin, TX May 2013 - Jan 2016 2
Bbva Wealth Solutions Inc. Houston, TX Oct 2010 - Jan 2016 5
Compass Bank Austin, TX Apr 2010 - Jan 2016 5
Bbva Compass Investment Solutions, Inc. Austin, TX Apr 2010 - May 2013 3
St. Johns Investment Management Company Austin, TX Apr 2010 - Oct 2010 < 1
Morgan Stanley Smith Barney Austin, TX Jun 2009 - Apr 2010 < 1
Morgan Stanley Smith Barney Austin, TX Jun 2008 - Apr 2010 1
Citigroup Global Markets Austin, TX Jun 2008 - Apr 2010 1
Edward Jones St. Louis, MO Jun 2002 - Jun 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2002
S66 NASAA Uniform Combined State Law Examination Feb 2007
Contact Info for Kevin M. McCoy
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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