Lance RobertsCRD Number: 3068207
Current Firm: Clarity Financial, LLC
Lance Roberts (CRD# 3068207) is an Investment Advisor Representative working at Clarity Financial, LLC in Houston, TX and has over 18 years of experience in the finance industry.
Linscomb & Williams
The Goff Financial Group
|Clarity Financial, LLC||Houston, TX||Dec 2015 - Current||1|
|Streettalk Insurance Agency, LLC||Houston, TX||Sep 2004 - Current||13|
|Streettalk Advisors, Llc (sta Wealth Management, Llc)||Houston, TX||Oct 2002 - Current||15|
|Sta Wealth Management, LLC||Houston, TX||Jun 2003 - Dec 2015||12|
|Wunderlich Securities, Inc.||Houston, TX||Aug 2001 - Apr 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management212MILLIONS
Total Number of Accounts486ACCOUNTS
Average Account Value$436,214
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, LA, TX
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