Maria Holmes (CRD# 1336607) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Chicago, IL and has over 27 years of experience in the finance industry. Maria Holmes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities, LLC | Chicago, IL | Sep 2020 - Current | 3 |
| J.p. Morgan Chase Bank, N.a. | Chicago, IL | Sep 2020 - Current | 3 |
| Fisher Investments | Camas, WA | Dec 2019 - Sep 2020 | < 1 |
| Unemployed | Chicago, IL | Nov 2018 - Nov 2019 | 1 |
| Bbva Securities Inc. | Houston, TX | Dec 2014 - Oct 2018 | 3 |
| Bbva Wealth Solutions Inc. | Houston, TX | Dec 2014 - Oct 2018 | 3 |
| Bbva In The Usa | Houston, TX | Aug 2014 - Oct 2018 | 4 |
| Captial Investment Counsel, Inc. | Denver, CO | Jan 2015 - Oct 2015 | < 1 |
| Santander Bank | Boston, MA | Aug 2013 - Aug 2014 | 1 |
| Santander Securities LLC | Boston, MA | Aug 2013 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1997 |
- IL
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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