Michael Hopper, financial advisor Houston TX
71 score

Michael Hopper

CRD Number: 5525881
Current Firm: Wells Fargo Advisors, LLC

Michael Hopper (CRD# 5525881) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Houston, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Houston, TX Oct 2015 - Current 1
Bank Of America, N.a. Houston, TX Jun 2015 - Oct 2015 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston, TX Apr 2015 - Oct 2015 < 1
Bbva Securities Inc. Sugar Land, TX May 2013 - Apr 2015 1
Bbva Wealth Solutions Inc. Sugar Land, TX Nov 2012 - Apr 2015 2
Compass Bank Sugar Land, TX Aug 2009 - Apr 2015 5
Bbva Compass Investment Solutions, Inc. Sugar Land, TX Oct 2009 - May 2013 3
Metlife Securities Inc. Houston, TX May 2008 - Aug 2009 1
Unemployed Houston, TX Mar 2008 - Apr 2008 < 1
Texans Credit Union Houston, TX Oct 2004 - Feb 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2009
S65 NASAA Investment Advisors Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael H. Hopper
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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