Michael Smith, financial advisor Houston TX
93 score

Michael Smith

CRD Number: 3128757
Current Firm: Sta Wealth Management, LLC

Michael Smith (CRD# 3128757) is an Investment Advisor Representative working at Sta Wealth Management, LLC in Houston, TX and has over 16 years of experience in the finance industry.

Similar Advisors
J. Harold Williams, CPA, PFS, CFP®, financial advisor Houston TX
J. Harold Williams, CPA, PFS, CFP®
CRD# 860333
Linscomb & Williams
Score
106
Similar Advisors
Matthew Goff, financial advisor Houston TX
Matthew Goff
CRD# 2390431
The Goff Financial Group
Score
105
Similar Advisors
Richard Lambert, financial advisor Houston TX
Richard D. Lambert
CRD# 2754885
Edward Jones
Score
102
Company Name Location Dates Years
Capital Guardian, LLC Houston, TX Dec 2012 - Current 4
Streettalk Advisors, LLC Houston, TX Apr 2003 - Current 13
K-mac Vacuum Truck Service, Inc. Friendswood, TX Dec 1997 - Apr 2009 11
Wunderlich Securities, Inc. Houston, TX Aug 2001 - Apr 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2000
S65 NASAA Investment Advisors Law Examination Jan 2002
Contact Info for Michael A. Smith
Phone Number: 281-822-8800
Firm Website: http://stawealth.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    725
    MILLIONS
  • Total Number of Accounts
    2,473
    ACCOUNTS
  • Average Account Value
    $293,328
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

LA, TX

Ready to hire a financial advisor? Get competitive proposals from Michael Smith and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.