Mirko LazenbyCRD Number: 1458091
Current Firm: Bbva Wealth Solutions Inc.
Mirko Lazenby (CRD# 1458091) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Houston, TX and has over 30 years of experience in the finance industry. Mirko Lazenby has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Linscomb & Williams
The Goff Financial Group
|Bbva Securities Inc.||San Diego, CA||May 2013 - Current||3|
|Bbva Wealth Solutions Inc.||Houston, TX||Oct 2010 - Current||6|
|Compass Bank||Birmingham, AL||Apr 2010 - Current||6|
|Bbva Compass Insurance Agency, Inc.||Austin, TX||Apr 2010 - Current||6|
|Bbva Compass Investment Solutions, Inc.||La Jolla, CA||Apr 2010 - May 2013||3|
|St. Johns Investment Management Company||Temecula, CA||Apr 2010 - Oct 2010||< 1|
|Unemployed||San Diego, CA||Mar 2010 - Apr 2010||< 1|
|Chase Investment Services Corp.||San Diego, CA||May 2009 - Mar 2010||< 1|
|Wm Financial Services, Inc.||Irvine, CA||May 1998 - Mar 2010||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1986|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management361MILLIONS
Total Number of Accounts918ACCOUNTS
Average Account Value$393,188
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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