Nicholas Baker, financial advisor Houston TX

Nicholas Baker

CRD Number: 6495142
Current Firm: Securian Financial Services, Inc.

Nicholas Baker (CRD# 6495142) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Houston, TX and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Securian Financial Services Inc. St Paul, MN Apr 2016 - Current 5
Minnesota Life Insurance Company St Paul, MN Apr 2016 - Current 5
Img Financial Group Houston, TX Apr 2016 - Current 5
Foresters Financial Services Houston, TX Nov 2015 - Feb 2016 < 1
First Investors Corporation Houston, TX May 2015 - Nov 2015 < 1
Texax A & M University College Station, TX Aug 2010 - Jun 2015 4
Uber College Station, TX Apr 2015 - May 2015 < 1
Sam Houston State University Basketball Team Huntsville, TX Nov 2014 - May 2015 < 1
Uil Basketball Referee College Station, TX Dec 2012 - May 2014 1
All Out Graphics Bryan, TX Jan 2014 - Mar 2014 < 1
Deerfoot Youth Camp College Station, TX Jun 2013 - Jul 2013 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2015
S65 NASAA Investment Advisors Law Examination Aug 2016
Contact Info for Nicholas J. Baker
Phone Number: 651-665-6669
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    15,275
    MILLIONS
  • Total Number of Accounts
    50,612
    ACCOUNTS
  • Average Account Value
    $301,799
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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