Nicholas Baker, financial advisor Houston TX

Nicholas Baker

CRD Number: 6495142
Current Firm: Cetera Investment Advisers LLC

Nicholas Baker (CRD# 6495142) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Houston, TX and has over 8 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Cetera Advisor Networks LLC Houston, TX Aug 2023 - Current < 1
Cetera Investment Advisers LLC Schaumburg, IL Aug 2023 - Current < 1
Total Nutrition Houston, TX May 2022 - Current 1
Img Financial Group Houston, TX Apr 2016 - Current 8
Securian Financial Services Inc. St Paul, MN Apr 2016 - Aug 2023 7
Minnesota Life Insurance Company St Paul, MN Apr 2016 - Aug 2023 7
Foresters Financial Services Houston, TX Nov 2015 - Feb 2016 < 1
First Investors Corporation Houston, TX May 2015 - Nov 2015 < 1
Texax A & M University College Station, TX Aug 2010 - Jun 2015 4
Uber College Station, TX Apr 2015 - May 2015 < 1
Sam Houston State University Basketball Team Huntsville, TX Nov 2014 - May 2015 < 1
Uil Basketball Referee College Station, TX Dec 2012 - May 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2015
S65 NASAA Investment Advisors Law Examination Aug 2016
Contact Info for Nicholas J. Baker
Phone Number: 310-257-7880
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    104,469
    MILLIONS
  • Total Number of Accounts
    423,554
    ACCOUNTS
  • Average Account Value
    $246,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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