Nily Levy, financial advisor Houston TX
83 score

Nily Levy

CRD Number: 1140475
Current Firm: Charles Schwab & Company, Inc.

Nily Levy (CRD# 1140475) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Houston, TX and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Houston, TX Aug 2005 - Current 11
Charles Schwab & Company, Inc. Houston, TX Feb 1994 - Current 22
The Tjx Companies Framingham, MA Sep 2008 - Dec 2009 1
Starbucks Katy, TX May 2006 - Jan 2008 1
Ken Lay Ymca Katy, TX Sep 2005 - Jan 2008 2
Hadassah Group Houston, TX Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
S66 NASAA Uniform Combined State Law Examination Nov 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nily Levy
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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