Rachel Arp, financial advisor Houston TX
90 score

Rachel Arp

CRD Number: 5489975
Current Firm: Northwestern Mutual Investment Services,llc

Rachel Arp (CRD# 5489975) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Houston, TX and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Northwesteren Mutual Wealth Management Milwaukee, WI Nov 2015 - Current 1
Northwestern Mutual Investment Services, LLC Houston, TX Jul 2014 - Current 2
Northwestern Mutual Investment Services, LLC Houston, TX Feb 2013 - Current 3
Michael Slabic Houston, TX Sep 2012 - Current 4
Michael Slabic Houston, TX May 2012 - Sep 2012 < 1
Harding & Carbone, Inc. Houston, TX Jun 2009 - Apr 2012 2
Unemployed Houston, TX Feb 2009 - May 2009 < 1
Brian Mason San Antonio, TX Sep 2008 - Jan 2009 < 1
Christopher Galvan San Antonio, TX Sep 2008 - Jan 2009 < 1
Fernando Suarez San Antonio, TX Sep 2008 - Jan 2009 < 1
Fernando Suarez San Antonio, TX Jun 2008 - Sep 2008 < 1
Christopher Galvan San Antonio, TX Feb 2008 - Sep 2008 < 1
Brian Mason San Antonio, TX Feb 2008 - Sep 2008 < 1
Southwest Texas State University San Marcos, TX Jan 2007 - Dec 2007 < 1
Student Texas City/ San Marcos, TX Jan 2001 - Dec 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination Jun 2014
Contact Info for Rachel L. Arp
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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