Richard BadgerCRD Number: 1100970
Current Firm: Medallion Investment Solutions
Richard Badger (CRD# 1100970) is an Investment Advisor Representative working at Medallion Investment Solutions in Houston, TX and has over 33 years of experience in the finance industry.
Linscomb & Williams
The Goff Financial Group
|Wunderlich Securities, Inc.||Memphis, TN||May 2013 - Current||3|
|Sanders Morris Harris Inc.||Houston, TX||Jan 2002 - Apr 2013||11|
|Smh Capital Advisors Inc.||Houston, TX||Jan 2002 - Apr 2013||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1983|
|S65||NASAA Investment Advisors Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
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