Roberto Sanchez (CRD# 2932548) is an Investment Advisor Representative working at Oppenheimer & Company Inc. in The Woodlands, TX and has over 26 years of experience in the finance industry.
CRD# 5776541
Equitable Advisors, LLC
CRD# 4079212
Lpl Financial LLC
CRD# 1492644
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Oppenheimer & Company Inc. | The Woodlands, TX | Mar 2022 - Current | 2 |
| Northern Lights Distributors, LLC | Elkhorn, NE | Jan 2022 - Mar 2022 | < 1 |
| Globescan Capital, Inc. | Houston, TX | Apr 2020 - Mar 2022 | 1 |
| Titleist Asset Management, Ltd | Dallas, TX | Jan 2014 - Mar 2020 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1997 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
- TX
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Total Assets Under Management27,451MILLIONS
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Total Number of Accounts34,493ACCOUNTS
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Average Account Value$795,850
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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