Shifali Shetty, financial advisor Houston TX
93 score

Shifali Shetty

CRD Number: 4537801
Current Firm: J.p. Morgan Securities LLC

Shifali Shetty (CRD# 4537801) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Houston, TX and has over 14 years of experience in the finance industry. Shifali Shetty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jpmorgan Securities LLC Houston, TX Jul 2016 - Current < 1
Usaa Financial Advisors, Inc. Houston, TX Jun 2012 - Jul 2016 4
Usaa Financial Planning Services Houston, TX Jun 2012 - Jul 2016 4
Pfs Investments Inc. Hurst, TX Jun 2012 - Jun 2012 < 1
Primerica Financial Services Hurst, TX Jun 2012 - Jun 2012 < 1
Homemaker North Richland Hills, TX Jul 2011 - Jun 2012 < 1
Dallas Isd Dallas, TX Aug 2010 - Jun 2011 < 1
Homemaker North Richland Hills, TX Jun 2010 - Aug 2010 < 1
Axa Advisors Fort Worth, TX Jan 2010 - Jun 2010 < 1
Axa Advisors, LLC San Antonio, TX May 2002 - Jun 2010 8
Axa Advisors San Antonio, TX Jul 2002 - Dec 2009 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2002
Contact Info for Shifali K. Shetty
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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