Stephen Caton (CRD# 1199559) is an Investment Advisor Representative working at Patron Partners, LLC in Houston, TX and has over 40 years of experience in the finance industry. Stephen Caton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Patron Partners, LLC | Houston, TX | Oct 2020 - Current | 3 |
| Ubs Financial Services Inc. | Houston, TX | Jan 2009 - Oct 2020 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1983 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1995 |
- CA
- CO
- LA
- TX
-
Total Assets Under Management299MILLIONS
-
Total Number of Accounts648ACCOUNTS
-
Average Account Value$460,696
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
CA, CO, LA, TX
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