Steve Doss, financial advisor Bellaire TX

Steve Doss

CRD Number: 5542420
Current Firm: New York Life Investment Management LLC

Steve Doss (CRD# 5542420) is an Investment Advisor Representative working at New York Life Investment Management LLC in Bellaire, TX and has over 12 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
New York Life Investments Bellaire, TX Jan 2023 - Current 1
Commonwealth Financial Network San Diego, CA Mar 2022 - Jan 2023 < 1
Global Wealth Advisors Houston, TX Mar 2022 - Jan 2023 < 1
Alliancebernstein Investments, Inc. Houston, TX Jun 2017 - Mar 2022 4
Invesco Advisers, Inc. Atlanta, GA Dec 2013 - May 2017 3
Invesco Distributors, Inc. Houston, TX Oct 2013 - May 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Steve R. Doss
Phone Number: 212-576-7000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    96,660
    MILLIONS
  • Total Number of Accounts
    1,217
    ACCOUNTS
  • Average Account Value
    $79,424,860
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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