Tram Do, financial advisor Houston TX
90 score

Tram Do

CRD Number: 5971276
Current Firm: Park Avenue Securities LLC

Tram Do (CRD# 5971276) is an Investment Advisor Representative working at Park Avenue Securities LLC in Houston, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Park Avenue Securities LLC Houston, TX Mar 2014 - Current 2
Guardian Life Insurance Co Houston, TX Feb 2014 - Current 2
Mml Investors Services Houston, TX Jan 2012 - Dec 2013 1
Massmutual Life Insurance Company Houston, TX Dec 2010 - Dec 2013 3
University Of Houston Houston, TX Aug 2006 - May 2011 4
The Fish Sushi Houston, TX Jun 2009 - Jan 2010 < 1
Rayford Nails Spring, TX Sep 2008 - Jan 2010 1
Hilton Hotel Houston, TX Sep 2007 - Aug 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Tram N. Do
Phone Number: 1-888-600-4667
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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