William Hughes, financial advisor Houston TX

William Hughes

CRD Number: 252731
Current Firm: Hurwitz Associates, Inc.

William Hughes (CRD# 252731) is an Investment Advisor Representative working at Hurwitz Associates, Inc. in Houston, TX and has over 34 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Hurwitz Associates Incorporated Houston, TX Mar 2016 - Current 8
Raymond James & Associates., Inc. Houston, TX Oct 2000 - Mar 2016 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
S65 NASAA Investment Advisors Law Examination Apr 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William L. Hughes
Phone Number: 713.840.7272
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    43
    MILLIONS
  • Total Number of Accounts
    410
    ACCOUNTS
  • Average Account Value
    $104,326
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

TX

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