Yuk-kin Kuan (CRD# 3110889) is an Investment Advisor Representative working at Eagle Strategies LLC in Missouri City, TX and has over 25 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
Company Name | Location | Dates | Years |
---|---|---|---|
New York Life Insurance Co | Houston, TX | Dec 2018 - Current | 5 |
Nylife Securities LLC | Houston, TX | Dec 2018 - Current | 5 |
Eagle Strategies LLC | Houston, TX | Dec 2018 - Current | 5 |
Aig Financial Network | Houston, TX | Dec 2016 - Nov 2018 | 1 |
Prudential Advisors/ Prudential Ins. | Houston, TX | May 2016 - Dec 2016 | < 1 |
Pruco Securities, LLC | Houston, TX | May 2016 - Dec 2016 | < 1 |
Unemployed | Missouri City, TX | Feb 2016 - May 2016 | < 1 |
Sagepoint Financial | Houston, TX | Oct 2015 - Jan 2016 | < 1 |
Aig Financial Network | Houston, TX | Oct 2015 - Jan 2016 | < 1 |
Metlife Securities Inc. | Houston, TX | Jan 2015 - Oct 2015 | < 1 |
New England Financial/metlife | Houston, TX | Sep 2010 - Oct 2015 | 5 |
New England Securities | Houston, TX | Sep 2010 - Dec 2014 | 4 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Sep 1998 |
S65 | NASAA Investment Advisors Law Examination | Dec 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management16,667MILLIONS
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Total Number of Accounts87,580ACCOUNTS
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Average Account Value$190,309
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