Keith Smith, financial advisor Hudson OH

Keith Smith

CRD Number: 4944329
Current Firm: Morgan Stanley
Compensation Model: Both
Keith Smith (CRD# 4944329) is an Investment Advisor Representative working at Morgan Stanley in Hudson, OH and has over 11 years of experience in the finance industry.
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Professional Designations
Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 6
Morgan Stanley Smith Barney Purchase, NY Jun 2009 - Current 11
Citigroup Global Markets Inc. Akron, OH May 2009 - Current 11
Wachovia Securities, LLC Beachwood, OH Jan 2008 - May 2009 1
Agedwards St. Louis, MO Apr 2005 - Jan 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2005
S7 General Securities Representative Examination (GS) Jul 2005
S31 Futures Managed Funds Examination Oct 2009
Contact Info for Keith W. Smith
Phone Number: 914-225-5510
Registered State(s):
  • OH
  • TX
  • AZ
  • CT
  • CO
  • FL
  • IL
  • MD
  • MN
  • MO
  • NJ
  • NY
  • NC
  • PA
  • SC
  • OR
  • TN
  • WV
  • WI
By the Numbers
  • Total Assets Under Management
    904,301
    MILLIONS
  • Total Number of Accounts
    1,863,328
    ACCOUNTS
  • Average Account Value
    $485,315
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Dislcosure:

These materials are solely informational, based upon publicly available information believed to be reliable, and may change without notice. Morgan Stanley Smith Barney shall not in any way be liable for claims relating to them, and makes no express or implied representations or warranties as to their accuracy or completeness or for statements or errors contained in or omissions from, them. Legal, accounting and tax restrictions, transaction costs and changes to any assumptions may significantly affect the economics of any transaction. The information and analyses contained herein are not intended as tax, legal or investment advice and may not be suitable for your specific circumstances; accordingly, you should consult with your own tax or legal advisors, at both the outset of any transition and on an ongoing basis, to determine such suitability. Any investments returns, past, hypothetical or otherwise, are not indicative of future performance. These materials do not constitute an offer to buy or sell any financial instruments or participate in any trading strategy.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S.,which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Investments and services offered through Morgan Stanley Smith Barney LLC, member SIPC.

 

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