Carlos Garza, financial advisor Humble TX
90 score

Carlos Garza

CRD Number: 5956508
Current Firm: J.p. Morgan Securities LLC

Carlos Garza (CRD# 5956508) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Humble, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Pasadena, TX Oct 2012 - Current 4
Jpmorgan Chase Bank Pasadena, TX Jul 2010 - Current 6
Chase Investment Services Corp Pasadena, TX Jul 2011 - Oct 2012 1
Yard House Houston, TX Nov 2009 - Jun 2010 < 1
Riveraine Apt Houston, TX Aug 2007 - Jan 2010 2
Unemployed Sugar Land, TX Apr 2007 - Aug 2007 < 1
Fox Pointe Apts Houston, TX Feb 2005 - Apr 2007 2
Primerica Houston, TX Mar 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Feb 2013
Contact Info for Carlos M. Garza
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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