Toby McSwain (CRD# 4703053) is an Investment Advisor Representative working at Lpl Financial LLC in Kingwood, TX and has over 20 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Humble, TX | Jul 2021 - Current | 2 |
| Forgotten Wishes Foundation | Kingwood, TX | Mar 2021 - Current | 3 |
| Audacious, LLC | Humble, TX | Sep 2018 - Current | 5 |
| Toby Mcswain | Kingwood, TX | Oct 2013 - Current | 10 |
| Waddell & Reed, Inc. | Humble, TX | Feb 2009 - Current | 15 |
| Various Insurance Carriers For W&r Insurance Agencies | Porter, TX | Jan 2009 - Current | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2004 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2009 |
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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