Nicholas James (CRD# 5953277) is an Investment Advisor Representative working at James Family Capital in Philadelphia, PA and has over 12 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| James Family Capital, LLC | Hummelstown, PA | Jul 2017 - Current | 6 |
| Wells Fargo Clearing Services, LLC | Camp Hill, PA | Nov 2016 - Jul 2017 | < 1 |
| Wells Fargo Advisors LLC | Camp Hill, PA | Sep 2012 - Nov 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2013 |
- PA
-
Total Assets Under Management25MILLIONS
-
Total Number of Accounts100ACCOUNTS
-
Average Account Value$250,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
PA
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