Barbara Rishel, financial advisor Hunt Valley MD
83 score

Barbara Rishel

CRD Number: 4537813
Current Firm: Tufton Capital Management

Barbara Rishel (CRD# 4537813) is an Investment Advisor Representative working at Tufton Capital Management in Hunt Valley, MD and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, Na Columbia, MD Dec 2009 - Current 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Columbia, MD Sep 2008 - Current 8
Citigroup Global Markets Inc. Columbia, MD Feb 2006 - Sep 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2006
S65 NASAA Investment Advisors Law Examination Dec 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barbara L. Rishel
Phone Number: 410-400-8500
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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