Carol EngelCRD Number: 6264977
Current Firm: Prudential Financial Planning Services
Carol Engel (CRD# 6264977) is an Investment Advisor Representative working at Prudential Financial Planning Services in Hunt Valley, MD and has over 6 years of experience in the finance industry.
Thrivent Investment Management Inc.
Abel Financial Management Company
Mml Investors Services, LLC
|Pruco Securities LLC||Hunt Valley, MD||Mar 2020 - Current||1|
|Cetera Investment Services LLC||St. Cloud, MN||Dec 2014 - Mar 2020||5|
|First National Bank Of Pa||Baltimore, MD||Feb 2010 - Mar 2020||10|
|Cetera Investment Advisers LLC||Lutherville, MD||Mar 2017 - Mar 2018||1|
|Lpl Financial||Lutherville, MD||Nov 2013 - Feb 2014||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2015|
|S65||NASAA Investment Advisors Law Examination||Mar 2017|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management11,236MILLIONS
Total Number of Accounts70,757ACCOUNTS
Average Account Value$158,796
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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