Colby Buss, financial advisor Hunt Valley MD
90 score

Colby Buss

CRD Number: 5899055
Current Firm: Ubs Financial Services Inc.

Colby Buss (CRD# 5899055) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Hunt Valley, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Hunt Valley, MD Jul 2012 - Current 4
Towson University Towson, MD Aug 2011 - May 2012 < 1
Morgan Stanley Baltimore, MD Nov 2011 - Mar 2012 < 1
Ubs Financial Services Inc. Hunt Valley, MD Jan 2011 - May 2011 < 1
Towson University Towson, MD Jul 2007 - May 2011 3
Chesapeake High School Pasadena, MD Aug 2003 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Colby A. Buss
Phone Number: 201-352-3000
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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