John Troy, financial advisor Hunt Valley MD
96 score

John Troy

CRD Number: 1938070
Current Firm: United Capital Financial Advisers

John Troy (CRD# 1938070) is an Investment Advisor Representative working at United Capital Financial Advisers in Hunt Valley, MD and has over 18 years of experience in the finance industry. John Troy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
United Capital Financial Advisers, LLC Newport Beach, CA Oct 2015 - Current 1
Girard Securities Hunt Valley, MD Oct 2015 - Current 1
Psa Equities, Inc. Hunt Valley, MD Jan 2013 - Oct 2015 2
Park Avenue Securities LLC Sparks, MD Nov 2008 - Dec 2012 4
Guardian Life Insurance Co Of America Sparks, MD Nov 2008 - Dec 2012 4
Park Avenue Securities LLC New York, NY May 1999 - Nov 2008 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for John B. Troy
Phone Number: 949-999-8500
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    15,406
    MILLIONS
  • Total Number of Accounts
    48,598
    ACCOUNTS
  • Average Account Value
    $317,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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