Nadege Etienne, financial advisor Hunt Valley MD
93 score

Nadege Etienne

CRD Number: 5384074
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nadege Etienne (CRD# 5384074) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hunt Valley, MD and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Jacksonville, FL Apr 2013 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville, FL Feb 2013 - Current 3
Embassy Realty Services Ponte Vedra Beach, FL Aug 2011 - Feb 2013 1
Suntrust Jacksonville, FL Aug 2012 - Jan 2013 < 1
Limu Jacksonville, FL May 2011 - Aug 2012 1
Kelly Services Jacksonville, FL Mar 2012 - Jun 2012 < 1
Wachovia Bank, N.a. Ponte Vedra Beach, FL Aug 2011 - Jan 2012 < 1
Wells Fargo Advisors LLC Ponte Vedra Beach, FL May 2009 - Jan 2012 2
Wachovia Bank, N.a. Jacksonville, FL Jul 2007 - Aug 2011 4
Embassy Realty Services Jacksonville, FL Mar 2007 - Aug 2011 4
Wachovia Securities, LLC Jacksonville, FL Jul 2007 - May 2009 1
University Of North Florida Jacksonville, FL May 2005 - May 2007 2
Unemployed Jacksonville, FL Sep 2006 - Mar 2007 < 1
Citibank Jacksonville, FL Aug 2006 - Sep 2006 < 1
Melrose Student Suites Jacksonville, FL Nov 2003 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Nadege Etienne
Phone Number: 800-637-7455
Registered State(s):
  • FL
  • TX
  • MD
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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