Timothy Dupont, financial advisor Hunt Valley MD
95 score

Timothy Dupont

CRD Number: 5911305
Current Firm: Mml Investors Services, LLC

Timothy Dupont (CRD# 5911305) is an Investment Advisor Representative working at Mml Investors Services, LLC in Hunt Valley, MD and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investor Services LLC Hunt Valley, MD Apr 2011 - Current 5
Massmutual Life Insurance Company Hunt Valley, MD Mar 2011 - Current 5
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Jul 2011
S66 NASAA Uniform Combined State Law Examination Oct 2011
Contact Info for Timothy R. Dupont
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
95
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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