Charles Stoner, financial advisor Huntersville NC
93 score

Charles Stoner

CRD Number: 4550859
Current Firm: Ubs Financial Services Inc.

Charles Stoner (CRD# 4550859) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Huntersville, NC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Huntersville, NC Jun 2011 - Current 5
Morgan Stanley Smith Barney Huntersville, NC Jun 2009 - Jun 2011 2
Morgan Stanley & Company, Incorporated Huntersville, NC Apr 2007 - Jun 2011 4
Morgan Stanley Dw Inc. Huntersville, NC Feb 2002 - Apr 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Oct 2009
Contact Info for Charles M. Stoner
Phone Number: 201-352-3000
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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