Katherine Gilbert, financial advisor Huntersville NC
96 score

Katherine Gilbert

CRD Number: 5596909
Current Firm: Cornerstone Wealth

Katherine Gilbert (CRD# 5596909) is an Investment Advisor Representative working at Cornerstone Wealth in Huntersville, NC and has over 7 years of experience in the finance industry. Katherine Gilbert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial Cornelius, NC May 2012 - Current 5
Cornerstone Wealth Huntersville, NC May 2012 - Current 5
Nfp Securities, Inc. Charlotte, NC Nov 2010 - May 2012 1
Nrp Financial, Inc. Bryan, OH Aug 2008 - Nov 2010 2
Vining Sparks Charlotte, NC May 2004 - Aug 2008 4
North Carolina State University Raleigh, NC Aug 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2010
Contact Info for Katherine C. Gilbert
Phone Number: 704-987-3410
Firm Website: http://www.cfpwealth.com
Registered State(s):
  • CA
  • SC
  • NC
By the Numbers
  • Total Assets Under Management
    613
    MILLIONS
  • Total Number of Accounts
    3,562
    ACCOUNTS
  • Average Account Value
    $171,956
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

AL, CA, CO, FL, GA, IN, LA, NC, NJ, NY, PA, SC, TN, TX, VA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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