Shawna Norris, financial advisor Huntersville NC
93 score

Shawna Norris

CRD Number: 3165588
Current Firm: Raymond James Financial Services Advisors, Inc.

Shawna Norris (CRD# 3165588) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Huntersville, NC and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Williamson Wealth Group Huntersville, NC Jul 2014 - Current 2
Raymond James Financial Services Huntersville, NC Sep 2013 - Current 3
Raymond James Financial Services Advisors Inc. Huntersville, NC Sep 2013 - Current 3
Morgan Stanley Smith Barney Salt Lake City, UT Jun 2009 - Jun 2013 4
Cictgroup Global Markets Salt Lake City, UT Jan 2009 - Jun 2009 < 1
Citigroup Global Markets, Inc. Salt Lake City, UT Nov 2007 - Jan 2009 1
Citigroup Global Markets Inc. Lake Norman, NC Aug 2006 - Sep 2007 1
Morgan Stanley Dw Inc. Charlotte, NC Apr 2000 - Aug 2006 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2001
Contact Info for Shawna D. Norris
Phone Number: 727-567-5877
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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