Shawna NorrisCRD Number: 3165588
Current Firm: Raymond James Financial Services Advisors, Inc.
Shawna Norris (CRD# 3165588) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Huntersville, NC and has over 15 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Williamson Wealth Group||Huntersville, NC||Jul 2014 - Current||2|
|Raymond James Financial Services||Huntersville, NC||Sep 2013 - Current||3|
|Raymond James Financial Services Advisors Inc.||Huntersville, NC||Sep 2013 - Current||3|
|Morgan Stanley Smith Barney||Salt Lake City, UT||Jun 2009 - Jun 2013||4|
|Cictgroup Global Markets||Salt Lake City, UT||Jan 2009 - Jun 2009||< 1|
|Citigroup Global Markets, Inc.||Salt Lake City, UT||Nov 2007 - Jan 2009||1|
|Citigroup Global Markets Inc.||Lake Norman, NC||Aug 2006 - Sep 2007||1|
|Morgan Stanley Dw Inc.||Charlotte, NC||Apr 2000 - Aug 2006||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2001|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV