John Richards, financial advisor North Wales PA

John Richards

CRD Number: 2823311
Current Firm: Lincoln Financial Securities Corporation

John Richards (CRD# 2823311) is an Investment Advisor Representative working at Lincoln Financial Securities Corporation in North Wales, PA and has over 27 years of experience in the finance industry. John Richards has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lincoln Financial Securities North Wales, PA Jun 2019 - Current 4
John Richards Rockledge, PA Oct 1995 - Current 28
Securian Financial Services, Inc. Huntingdon Valley, PA Nov 1996 - May 2019 22
Minnesota Life St Paul, MN Oct 1996 - May 2019 22
M&k Financial Services Huntingdon Valley, PA Oct 1996 - May 2019 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1996
S65 NASAA Investment Advisors Law Examination Jul 1999
Contact Info for John D. Richards
Phone Number: 800-237-3813
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    3,945
    MILLIONS
  • Total Number of Accounts
    18,171
    ACCOUNTS
  • Average Account Value
    $217,088
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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