Susan Pearlman, financial advisor Huntington NY
84 score

Susan Pearlman

CRD Number: 1281510
Current Firm: Summit Financial Group Inc.

Susan Pearlman (CRD# 1281510) is an Investment Advisor Representative working at Summit Financial Group Inc. in Huntington, NY and has over 32 years of experience in the finance industry. Susan Pearlman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Brokerage Services Huntington, NY Jul 2012 - Current 4
Summit Financial Group Huntington, NY Jul 2012 - Current 4
Atlantic Financial Group, LLC Huntington, NY Jun 2010 - Current 6
Raymond James Financial Services Huntington, NY Sep 2008 - Jul 2012 3
Wachovia Securities, LLC Huntington, NY Jan 2008 - Sep 2008 < 1
A. G. Edwards & Sons, Inc. Huntington, NY Aug 1986 - Jan 2008 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Susan B. Pearlman
Phone Number: 561-338-2600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
84

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