James Johnston, financial advisor Huntington WV
93 score

James Johnston

CRD Number: 1233328
Current Firm: Msi Financial Services, Inc.

James Johnston (CRD# 1233328) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Huntington, WV and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities, Inc. Hurricane, WV Oct 2007 - Current 9
R.f. Steiner Company Huntington, WV Jan 2001 - Oct 2007 6
Self-employed Huntington, WV Jan 1996 - Oct 2007 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Jun 2009
Contact Info for James W. Johnston
Phone Number: 800-638-8378
Registered State(s):
  • WV
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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