James Thomas (CRD# 1101127) is an Investment Advisor Representative working at Calton & Associates, Inc. in San Diego, CA and has over 37 years of experience in the finance industry. James Thomas has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Carmel Capital Partners | San Diego, CA | Oct 2021 - Current | 2 |
| Calton & Associates, Inc. | Tampa, FL | Jun 2016 - Current | 7 |
| Superior Planning Inc. | San Diego, CA | Jun 1982 - Current | 41 |
| Lincoln Investment | Lajolla, CA | Jun 2012 - Jun 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1986 |
- CA
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Total Assets Under Management1,059MILLIONS
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Total Number of Accounts6,846ACCOUNTS
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Average Account Value$154,702
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