Joseph Azzopardi, financial advisor Newport Beach CA

Joseph Azzopardi

CRD Number: 5237132
Current Firm: Mariner Wealth Advisors

Joseph Azzopardi (CRD# 5237132) is an Investment Advisor Representative working at Mariner Wealth Advisors in Newport Beach, CA and has over 15 years of experience in the finance industry. Joseph Azzopardi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mariner Wealth Advisors Costa Mesa, CA Feb 2022 - Current 2
Financial Engines Advisors LLC Sunnyvale, CA Nov 2018 - Feb 2022 3
Edelman Financial Services, LLC Fairfax, VA Sep 2017 - Nov 2018 1
Ef Legacy Securities, LLC Henrico, VA Sep 2017 - Oct 2018 1
Lpl Financial Santa Ana, CA Jul 2016 - Sep 2017 1
Golden State Wealth Management, LLC South Coast Metro, CA Jul 2016 - Sep 2017 1
Jp Morgan Securities LLC Huntington Beach, CA Mar 2013 - Jul 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2008
S65 NASAA Investment Advisors Law Examination Sep 2010
Contact Info for Joseph A. Azzopardi
By the Numbers
  • Total Assets Under Management
    65,875
    MILLIONS
  • Total Number of Accounts
    112,465
    ACCOUNTS
  • Average Account Value
    $585,734
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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