Michael De Luz (CRD# 2526894) is an Investment Advisor Representative working at Williams & Novak Wealth Management, LLC in Huntington Beach, CA and has over 29 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Williams & Novak | Westlake Village, CA | Aug 2023 - Current | < 1 |
Integrity Brokerage LLC | Monterey Park, CA | Sep 2021 - Current | 2 |
Thornton And Associates | Pasadena, CA | Dec 2022 - Oct 2023 | < 1 |
Lazari Capital Management | Woodland Hills, CA | Apr 2018 - Aug 2023 | 5 |
Kovack Advisors, Inc. | Newport Beach, CA | Apr 2020 - Aug 2022 | 2 |
Kovack Securities, Inc. | Newport Beach, CA | Apr 2020 - Aug 2022 | 2 |
Kovack Securities Inc. | Fort Lauderdale, FL | Feb 2018 - Jul 2019 | 1 |
Chalice Wealth Advisors | San Diego, CA | Oct 2017 - Dec 2017 | < 1 |
Niagara International Capital Limited | New York, NY | May 2017 - Dec 2017 | < 1 |
Financial West Group | Westlake Village, CA | Jan 2017 - Apr 2017 | < 1 |
N/a | Huntington Beach, CA | Oct 2016 - Jan 2017 | < 1 |
Cabot Lodge Securities LLC | New York, NY | Dec 2015 - Oct 2016 | < 1 |
Cl Wealth Management LLC | New York, NY | Dec 2015 - Oct 2016 | < 1 |
Financial West Group | Westlake Village, CA | Aug 2013 - Dec 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1994 |
S66 | NASAA Uniform Combined State Law Examination | Nov 2002 |
- CA
-
Total Assets Under Management238MILLIONS
-
Total Number of Accounts703ACCOUNTS
-
Average Account Value$337,906
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AZ, CA, LA, MO, NY, OK, TX, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.