Brian Moody, financial advisor Huntsville AL

Brian Moody

CRD Number: 7370379
Current Firm: Oak Tree Financial Services, LLC

Brian Moody (CRD# 7370379) is an Investment Advisor Representative working at Oak Tree Financial Services, LLC in Huntsville, AL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Oak Tree Financial Services, LLC Huntsville, AL Nov 2021 - Current < 1
Lpl Financial, LLC Huntsville, AL Apr 2021 - Current 1
Oak Tree Financial Services, LLC Huntsville, AL May 2021 - Oct 2021 < 1
The Cutter Group, LLC Huntsville, AL Sep 2017 - May 2021 3
Par Pharmaceuticals Huntsville, AL Jun 2014 - Sep 2017 3
The University Of Alabama In Huntsville Huntsville, AL Sep 2014 - May 2016 1
Birmingham-southern College Birmingham, AL Sep 2010 - May 2014 3
Radio Shack Birmingham, AL Sep 2012 - Mar 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Brian A. Moody
Phone Number: (256) 704-9400
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    124
    MILLIONS
  • Total Number of Accounts
    462
    ACCOUNTS
  • Average Account Value
    $269,262
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AL, TX

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