Charles Smith, financial advisor Huntsville AL
90 score

Charles Smith

CRD Number: 6028001
Current Firm: G.l. Smith & Associates

Charles Smith (CRD# 6028001) is an Investment Advisor Representative working at G.l. Smith & Associates in Huntsville, AL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Self Employed Durham, NC Sep 2011 - Current 5
R.k. Lee Appraisals Huntsville, AL Aug 2010 - Sep 2011 1
G.l. Smith & Associates Huntsville, AL May 2010 - Aug 2010 < 1
Hampden-sydney College Hampden-sydney, VA Aug 2009 - May 2010 < 1
University Of Nebraska-lincoln Lincoln, NE May 2009 - Aug 2009 < 1
Hampden-sydney College Hampden-sydney, VA Aug 2008 - May 2009 < 1
Brindlee Mountain Fire Apparatus Union Grove, AL May 2008 - Aug 2008 < 1
Studied Abroad Florence, Jan 2008 - May 2008 < 1
Hampden-sydney College Hampden Sydney, VA Aug 2007 - Jan 2008 < 1
Brindlee Mountain Fire Apparatus Union Grove, AL May 2007 - Aug 2007 < 1
Hampden Sydney College Hampden Sydney, VA Aug 2006 - May 2007 < 1
Brindlee Mountain Fire Apparatus Union Grove, AL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2012
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Charles A. Smith
Phone Number: 256-539-4805
Firm Website:
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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