Charles Smith, financial advisor Huntsville AL
96 score

Charles Smith

CRD Number: 6028001
Current Firm: G.l. Smith & Associates

Charles Smith (CRD# 6028001) is an Investment Advisor Representative working at G.l. Smith & Associates in Huntsville, AL and has over 6 years of experience in the finance industry. Charles Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Self Employed Durham, NC Sep 2011 - Current 6
R.k. Lee Appraisals Huntsville, AL Aug 2010 - Sep 2011 1
G.l. Smith & Associates Huntsville, AL May 2010 - Aug 2010 < 1
Hampden-sydney College Hampden-sydney, VA Aug 2009 - May 2010 < 1
University Of Nebraska-lincoln Lincoln, NE May 2009 - Aug 2009 < 1
Hampden-sydney College Hampden-sydney, VA Aug 2008 - May 2009 < 1
Brindlee Mountain Fire Apparatus Union Grove, AL May 2008 - Aug 2008 < 1
Studied Abroad Florence, Jan 2008 - May 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2012
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Charles A. Smith
Phone Number: 256-539-4805
Firm Website:
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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