John Thomas, financial advisor Huntsville AL
90 score

John Thomas

CRD Number: 6108722
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

John Thomas (CRD# 6108722) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Huntsville, AL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Huntsville, AL Jan 2013 - Current 3
Merrill Lynch, Pierce, Fenner And Smith Incorporated Huntsville, AL Jul 2012 - Current 4
Unemployed Tupelo, MS Oct 2011 - Jun 2012 < 1
Mississippi State University Mississippi State, MS Jun 2011 - Sep 2011 < 1
University Of Alabama At Birmingham Birmingham, AL Aug 2008 - May 2011 2
Itawamba Community College Tupleo, MS May 2008 - Jul 2008 < 1
Community College Of Philadelphia Philadelphia, PA Jul 2007 - Apr 2008 < 1
Unemployed Tupelo, MS Feb 2007 - Jun 2007 < 1
United States Marine Corps Camp Lejeune, NC Jan 2003 - Jan 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for John C. Thomas
Phone Number: 800-637-7455
Registered State(s):
  • AL
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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