Richard SmithCRD Number: 1338524
Current Firm: Wells Fargo Advisors Financial Network, LLC
Richard Smith (CRD# 1338524) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Huntsville, AL and has over 32 years of experience in the finance industry.
Raymond James & Associates, Inc.
Brol Capital Management, LLC
H.d. Vest Advisory Services, Inc.
|Wells Fargo Advisors Financial Network, LLC||Huntsville, AL||Sep 2011 - Current||6|
|Morgan Keegan & Company, Inc.||Huntsville, AL||Oct 1987 - Sep 2011||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1994|
- Customer Dispute
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)