Ronnie MoodyCRD Number: 1002081
Current Firm: Oak Tree Financial Services
Ronnie Moody (CRD# 1002081) is an Investment Advisor Representative working at Oak Tree Financial Services in Huntsville, AL and has over 34 years of experience in the finance industry. Ronnie Moody has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Raymond James & Associates, Inc.
Brol Capital Management, LLC
H.d. Vest Advisory Services, Inc.
|Oak Tree Financial Services, LLC||Huntsville, AL||Mar 2015 - Current||1|
|Lpl Financial LLC||Huntsville, AL||Jul 2011 - Current||5|
|Wells Fargo Advisors Financial Network, LLC||Huntsville, AL||May 2009 - Jul 2011||2|
|Citigroup Global Markets Inc.||Huntsville, AL||Feb 2006 - May 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1982|
|S65||NASAA Investment Advisors Law Examination||Nov 1992|
Total Assets Under Management30MILLIONS
Total Number of Accounts97ACCOUNTS
Average Account Value$307,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services