William GiffordCRD Number: 5589971
Current Firm: Raymond James & Associates, Inc.
William Gifford (CRD# 5589971) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Huntsville, AL and has over 9 years of experience in the finance industry.
Raymond James & Associates, Inc.
Brol Capital Management, LLC
H.d. Vest Advisory Services, Inc.
|Raymond James & Associates, Inc.||Huntsville, AL||Feb 2013 - Current||5|
|Morgan Keegan & Company, Inc.||Huntsville, AL||Aug 2011 - Feb 2013||1|
|Merrill Lynch||Huntsville, AL||Aug 2008 - Aug 2011||3|
|Indymac Bank||Henderson, NV||Aug 2007 - Aug 2008||1|
|Fidelity National Mort||Henderson, NV||Mar 2005 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV