Roderick Clark, financial advisor Scottsdale AZ

Roderick Clark

CRD Number: 1550212
Current Firm: United Planners' Financial Services Of America A Limited Partner

Roderick Clark (CRD# 1550212) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Scottsdale, AZ and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners' Financial Services Scottsdale, AZ Jul 2015 - Current 8
Indian Lake Schools Board Of Education Lewiston, OH Jun 2010 - Current 13
Point Harbor, Inc. Russells Point, OH Jun 1995 - Current 28
Clark Financial Group Huntsville, OH Jul 1986 - Current 37
Roderick Clark Independent Insurance Huntsville, OH Jul 1986 - Current 37
Jeff Vogel / Rick Clark Rental Property Russells Point, OH Mar 1993 - Feb 2020 26
Securities America, Inc. Huntsville, OH Nov 2014 - May 2015 < 1
Sunset Financial Services Inc. Kansas City, MO Mar 2008 - Nov 2014 6
Clark Financial Group Huntsville, OH Mar 2004 - Nov 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2001
S65 NASAA Investment Advisors Law Examination May 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Roderick J. Clark
Phone Number: 480-991-0225
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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