Daniel Moraes, financial advisor Hyannis MA
66 score

Daniel Moraes

CRD Number: 5932071
Current Firm: Eagle Strategies LLC

Daniel Moraes (CRD# 5932071) is an Investment Advisor Representative working at Eagle Strategies LLC in Hyannis, MA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Exit Strategies Group, LLC Hyannis, MA Oct 2013 - Current 3
Eagle Strategies LLC Hyannis, MA Mar 2013 - Current 3
Nylife Securities LLC Hyannis, MA Jun 2011 - Current 5
New York Life Insurance Co Hyannis, MA Jun 2011 - Current 5
New Terra Nova Inc. Bourne, MA Jul 2007 - May 2011 3
Boston College Chestnut Hill, MA Sep 2006 - Jun 2010 3
South High School Worcester, MA Sep 2002 - Aug 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2011
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Daniel R. Moraes
Phone Number: (888) 695-3245
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
66

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