Charles Dale, financial advisor Independence MO
93 score

Charles Dale

CRD Number: 3012351
Current Firm: Waddell & Reed

Charles Dale (CRD# 3012351) is an Investment Advisor Representative working at Waddell & Reed in Independence, MO and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W & R Insurance Agencies Grain Valley, MO May 1998 - Current 18
Waddell & Reed, Inc. Independence, MO Feb 1998 - Current 18
Special Neighbors Independence, MO Jun 2012 - Feb 2016 3
Wade Action Team LLC Blue Springs, MO Jan 2008 - Oct 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 1998
Contact Info for Charles L. Dale
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • AR
  • CA
  • FL
  • IN
  • KS
  • KY
  • MI
  • MN
  • MO
  • NV
  • OH
  • TX
  • VA
  • WA
  • IL
  • CO
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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