Sanjay Bhargava (CRD# 4495397) is an Investment Advisor Representative working at Regal Investment Advisors LLC in Independence, OH and has over 20 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regal Investment Advisors, LLC | Kentwood, MI | May 2020 - Current | 4 |
| Regulus, LLC | Kentwood, MI | May 2020 - Current | 4 |
| Arbor Point Advisors | Independence, OH | Jan 2016 - Apr 2020 | 4 |
| Securities America, Inc. | Independence, OH | Feb 2011 - Apr 2020 | 9 |
| Jk Investment Group, Inc. | Independence, OH | Apr 2011 - Jan 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management2,550MILLIONS
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Total Number of Accounts12,870ACCOUNTS
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Average Account Value$198,173
- A percentage of assets under your management
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