Carolyn Ell, financial advisor Indian Harbour Beach FL
88 score

Carolyn Ell

CRD Number: 6328845
Current Firm: First Command Advisory Services

Carolyn Ell (CRD# 6328845) is an Investment Advisor Representative working at First Command Advisory Services in Indian Harbour Beach, FL and has over 3 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
First Command Advisory Services Fort Worth, TX Dec 2015 - Current 2
First Command Insurance Services, Inc. Fort Worth, TX Jan 2015 - Current 2
First Command Financial Planning, Inc. Fort Worth, TX Jan 2015 - Current 2
Zeiders Enterprises Woodbridge, VA Mar 2014 - Current 3
First Command Financial Planning, Inc. Fort Worth, TX Apr 2014 - Jan 2015 < 1
Unemployed Carlisle, PA Jul 2013 - Mar 2014 < 1
Unemployed Tucson, AZ Jun 2012 - Jun 2013 1
Berlat And Associates Tucson, AZ Jan 2011 - Jun 2012 1
Unemployed Tucson, AZ Aug 2010 - Dec 2010 < 1
Unemployed West Point, NY Jul 2009 - Jul 2010 1
Unemployed Fort Campbell, NC Jun 2007 - Jun 2009 2
Unemployed Eglin Air Force Base, FL Jul 2005 - Jun 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2014
S63 Uniform Securities State Law Examination Aug 2014
Contact Info for Carolyn M. Ell
Phone Number: 817-731-8621
Registered State(s):
  • FL
  • NC
By the Numbers
  • Total Assets Under Management
    9,608
    MILLIONS
  • Total Number of Accounts
    78,155
    ACCOUNTS
  • Average Account Value
    $122,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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