David Scott, financial advisor Indian Wells CA
90 score

David Scott

CRD Number: 5988312
Current Firm: Charles Schwab & Company, Inc.

David Scott (CRD# 5988312) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Indian Wells, CA and has over 4 years of experience in the finance industry.

Similar Advisors
Deborah Anderson, financial advisor Indian Wells CA
Deborah S. Anderson
CRD# 1795405
Centaurus Financial, Inc.
Score
96
Similar Advisors
John Appleby, financial advisor Indian Wells CA
John A. Appleby
CRD# 1069521
Balboa Wealth Partners, Inc.
Score
96
Similar Advisors
Max Briggs, financial advisor Indian Wells CA
Max A. Briggs
CRD# 2737513
Flc Capital Advisors
Score
96
Company Name Location Dates Years
Charles Schwab Bank Indian Wells, CA Feb 2014 - Current 2
Charles Schwab & Company, Inc. Indian Wells, CA Feb 2014 - Current 2
Unemployed San Diego, CA May 2013 - Jan 2014 < 1
Bank Of America, N.a. San Diego, CA Nov 2011 - May 2013 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Bernardo, CA Sep 2011 - May 2013 1
Mission Hills Mortgage Bankers Murrieta, CA Oct 2010 - Sep 2011 < 1
Primary Residential Mortgage San Diego, CA Feb 2010 - Oct 2010 < 1
Wells Fargo Home Mortgage San Diego, CA Feb 2008 - Feb 2010 2
Pardee Home Loans/dba Of Wfhm San Diego, CA Apr 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for David M. Scott
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.