Ronald SeeCRD Number: 1091042
Current Firm: Wells Fargo Clearing Services, LLC
Ronald See (CRD# 1091042) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Indian Wells, CA and has over 27 years of experience in the finance industry.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
First Heartland Consultants, Inc.
|Wells Fargo Clearing Services, LLC||Indian Wells, CA||Nov 2016 - Current||1|
|Wells Fargo Advisors LLC||Indian Wells, CA||May 2009 - Nov 2016||7|
|Wachovia Securities LLC||Indian Wells, CA||Jul 2003 - May 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1990|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY